IFA Sales Support/Compliance Administrator

Harrow

£25-30,000

Our client, a very well established, successful and growing firm of IFAs & Mortgage Brokers is looking for an experienced IFA Administrator with a strong interest in compliance, to over time become the firm’s Compliance Monitoring Office. This is a rare and fantastic opportunity for an intelligent and ambitious person wishing to pursue career within IFA compliance.

Duties include: -

Traditional IFA support administration duties including new business processing, supporting IFAs, inputting fact find details into Intelligent Office, setting up clients, obtaining illustrations etc.
Compliance administration, ensuring the business adheres to FCA legislation
Obtaining Anti Money Laundering documents
Complete verification forms
1-1 meetings with advisers
Recognizing T&C needs for the business
Planning and strategy meetings with Advisers


Candidate requirements:

IFA administration experience/compliance aware
A strong interest in pursuing a career within compliance
Confident and professional individual able to multi-task
Strong communication skills
Great attention to detail


Additional information:

Office based - Harrow
Starting salary: Likely to be starting at £25-30,000 - to be enhanced over the time
Training given for Compliance
Support with acquiring relevant industry qualifications
Parking on site/close to train/tube station
Monday - Thursday 9am-6pm, Friday 9-5pm
22-23 days holiday
Workplace pension
Great opportunity for career progression

Up to £30,000